WebThe regulated activities include securities dealing; futures dealing; leveraged foreign exchange trading; advising on corporate finance, securities and futures; securities margin financing; providing automated trading services; and asset management. Web14 Apr 2024 · Keith Choy delivered a major speech on the Hong Kong government's attitude towards increased regulation of DeFi.
10 FAQs when applying for an SFC License in Hong Kong
Web12 May 2024 · firms which are licensed or are to be licensed for Type 9 regulated activities (asset management) and also manage portfolios which invest solely or partially (subject to a de minimis requirement, i.e. the fund has (i) a stated investment objective to invest in virtual assets or (ii) an intention to invest 10% or more of the gross asset value of the portfolio in … Web1 Feb 2024 · The SFC Sandbox, established to provide a confined regulatory environment for qualified firms to operate regulated activities under the SFO before Fintech is used on a fuller scale, the SFC Sandbox is available to both licensed corporations and start-up firms that intend to carry on a regulated activity under the SFO. five alls gosport
SFC License Type 9 – HK Law Firm - Timothy Loh LLP
WebA full Licensed Corporation is looking for Responsible Officer to oversee various Regulated Activities 1, 2 & 9. Responsibilities. Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm, such as SFC Type 1, 2 & 9 regulated activities Web9 May 2024 · Schedule 5 of the SFO sets out ten categories of regulated activities. These are: Type 1 Dealing in securities. Type 2 Dealing in futures contracts. Type 3 Leveraged … Web11 Dec 2024 · What are the various regulated activities under the SFO? As per Schedule 5 of SFO, the following qualify as a Regulated Activity: Type 1 – Dealing in Securities Type 2 – Dealing in Futures Contracts Type 3 – Leveraged Foreign Exchange Trading Type 4 – Advising on Securities Type 5 – Advising on Futures Contracts five alls