Cftc no action letter 20-37

Author: tlbc

August undefined, 2024

WebAug 19, 2024 · The U.S. Commodity Futures Trading Commission’s (the “CFTC”) Division of Market Oversight recently issued CFTC Letter No. 22-09, which further …

CFTC Extends Further Relief on Swaps Rejected for Clearing Due to ...

WebJan 9, 2024 · On May 30, 2024, the CFTC issued No-Action Letter 17-27 (No-Action 17-27), further extending relief to swap execution facilities (SEFs) and designated contract markets (DCMs) from certain CFTC regulations to allow for: The correction of clerical or operational errors that cause a swap to be rejected for clearing; and WebSep 27, 2024 · （前情提要：暗潮湧鬥，CFTC 主席槓上 SEC : 要盡快釐清數位資產的證券歸類問題）前天（9/25）美國證券業監管機構－－美國證券交易委員會（SEC）發出一封「無異議函（No-action letter）」表示，透過 *另類交易系統（ATS）經營數位資產業務的證券經 … gro facility in austin

Federal Register :: Agency Information Collection Activities: Notice …

WebCFTC Letter No. 20-08 No-Action March 17, 2024 U.S. COMMODITY FUTURES TRADING COMMISSION Three Lafayette Centre 1155 21st Street, NW, Washington, … WebCFTC LETTER NO. 20-25 NO-ACTION AUGUST 31, 2024 Division of Clearing and Risk M. Clark Hutchison III Director Re: Revised Staff No-Action Relief from the Swap Clearing … WebOct 8, 2013 · Pursuant to CFTC Letter No. 13-57, DMO granted SEFs that were temporarily registered as of October 2 no-action relief from any enforcement responsibilities under CFTC Regulations 37.200(a), 37.200 ... grof afval hoorn

CFTC Issues Rules for SEFs on Package Transactions and Error …

CFTC Staff Further Extends No-Action Relief from Certain …

Web7 hours ago · On September 15, 2024, MPD and DCR published CFTC Letter No. 22–11, which further extended the no-action position until the earlier of September 30, 2024 or … WebIn preparation for the withdrawal date of the UK from the EU (Brexit), 2 the CFTC had considered two possibilities: (1) an orderly withdrawal when, for a period of time, EU law will apply in the UK (“Soft” Brexit), and (2) Brexit without a previously negotiated deal between the UK and the EU (“No-Deal” or “Hard” Brexit). 3 In the event of a Hard … grofa gmbh bad cambergWeb11 rows · Mar 30, 2024 · No-action letter regarding investments of customer funds by futures commission merchants and derivatives clearning organizations in securities … filemaker relationship most selling item

"WebNov 20, 2024 · Under the terms of CFTC Letter No. 20-37, DMO confirms that it will not recommend that the CFTC take an enforcement action against a non-US SD or a non … " - Cftc no action letter 20-37

Cftc no action letter 20-37

WebThe relief was originally issued by the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) and Division of Market Oversight (DMO) in a series of no-action letters (collectively, the COVID-19 letters) issued on March 17, 2024, and was later extended to September 30, 2024, under No-Action Letter 20-19 (No-Action 20-19) (see Legal … Webwww.cftc.gov

Did you know?

WebSep 25, 2024 · As reported here, CFTC Letter No. 20-28 provided supplemental guidance and no-action relief with respect to CFTC Regulation 1.56 (prohibition of guarantees against loss) compliance... WebSep 4, 2024 · On August 31, the Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) issued a no-action letter (No …

WebMar 18, 2024 · The CFTC’s no-action letters provided varying relief for a number of market participants, including swap dealers (SDs), members of designated contract markets (DCMs), members of swap execution facilities (SEFs), futures commission merchants (FCMs), introducing brokers (IBs), retail foreign exchange dealers (RFEDs), and floor … WebDec 7, 2024 · The ARRC CFTC No-Action Relief Extension Request was formally filled by the ARRC with the CFTC on Dec 02. This letter requests an extension from December 31, 2024 to June 30, 2024 for relief previously granted by the CFTC on August 31, 2024, to the extent such relief was time-limited to December 31, 2024.

Web11 rows · Mar 30, 2024 · No-action letter regarding investments of customer funds by … WebDec 10, 2024 · under the CFTC No Action Letter 12–37, the Commission estimated that approximately 200 CPOs would be affected, with an average of 3 pools each that would be subject to the notice requirement. Id. 17 7 U.S.C. 6l. 18 See supra note 10. 19 Proposal, 83 FR 52906. 20 Letter from Carol Wooding, Vice President, General Counsel and …

WebDec 18, 2024 · CFTC Letter No. 14–121, Extension of No-Action Relief for Swap Execution Facilities and Designated Contract Markets from Compliance with Certain Requirements of Commission Regulations §37.9(a)(2), §37.203(a) and §38.152 for Package Transactions (Sept. 30, 2014) (‘‘NAL No. 14–121’’); CFTC Letter No. 14–137, Extension of No-Action

WebDec 27, 2024 · US CFTC Issues Further Technical No-Action Relief and Guidance for LIBOR Transition. On December 22, 2024, in response to a request from the Alternative … grof afval containerWebMay 7, 2013 · The CFTC granted limited no-action relief (Letter 12-42) on December 6, 2012 from the PTM requirement for limited types of FX transactions because it was shown that the PTM that would be disclosed under Regulation 23.431 was substantially similar to publicly available information. filemaker recovery softwareWebOn November 13, 2024, the CFTC also issued No-Action Letter 20-36, extending existing relief to SEFs from certain audit trail requirements under CFTC Regulation 37.205 relating to post-execution allocation information. filemaker recursive functionWebJan 13, 2024 · If, however, CFTC staff denies the request for confidential treatment, the requestor may withdraw the relief request or other written communications within 30 days … grofalexWeb7 hours ago · Question 12: The Commission requests comment on the extent to which DCOs, clearing members, and customers currently rely on the no-action position in CFTC Letter No. 19–17 (including the extensions of time in CFTC Letters No. 20–28, 21–29, and 22–11) to permit and/or engage in separate account treatment. grofa hamburgWeb7 hours ago · The Commodity Futures Trading Commission (CFTC or Commission) is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency. ... Commodity Futures Trading Commission. ACTION: ... 1.35, 1.37, and 1.39) so that records of swap transactions are maintained analogously … grof afvalWebDec 5, 2014 · CFTC Releases No-Action Letter 14-144. December 05, 2014. The letter modifies previous No-Action Letter 13-22, to expand relief for treasury affiliates entering … filemaker quick find